to try to reduce its impact on the players’
‘Underperformance
players as 30% of team sport players aged 16-20
syndrome’: how youth
suffer from staleness(3). Such athletes face often-
conflicting pressures from teachers, parents,
rugby coaches are using coaches, peers, relationships, work and training, African running
which can lead to staleness, burnout and injury(4).
psychology to raise
What do we mean by these terms? Short-term
their players’ game
overtraining, known as ‘overreaching’, can be
seen as a normal part of athletic training and
In professional sport, coaches are under intense
pressure to perform. In the final game of the
overtraining that can lead to burnout, staleness,
English domestic Rugby Union season in 2003,
or ‘overtraining syndrome’(5). Staleness can be
Saracens played Leicester, with the winner
distinguished from burnout by the athlete’s
offered a chance to play in the European Cup the
motivation to train; while the symptoms may be
following season, an opportunity worth about
similar, a stale athlete is still motivated to train
£250,000 in extra gate receipts and sponsorship
and a burned-out athlete is not (6).
money for the club. Saracens lost, and the entire
Because of the many potential causes of poor
coaching staff was sacked, having been in place
performance, overtraining syndrome (OTS) has
recently been redefined as the ‘unexplained
underperformance syndrome’ (UPS). It can be
performance by increasing training load(1), which
distinguished from overreaching by the fact that
may actually exacerbate the problem rather than
symptoms do not diminish after two weeks of
solving it. Underperformance can be caused by a
rest(7). However, these terms will be used
number of factors, including injury, fatigue, loss
interchangeably in this article because of their
of confidence or motivation, relationship
problems (within or outside the team), and other
Preventing UPS calls for a careful balance of
external stressors, such as exams, career or
training stimulus and recovery – the latter
defined as ‘a well-planned activity that matches
the situational needs of an athlete in rest and
results in regaining an optimal performance
differently to the stimulus. What may be optimal
state’(8). However, training is much easier to
for one may be too much for the other. The same
manipulate and measure than recovery because
could be said for an individual who responds
of the difficulty of accurately recording and
differently to the same workload in two different
training cycles. The key factor here may not be
Nevertheless, having an accurate measure of
the workload, but something else going on in that
recovery may be useful to a coach because he or
she can then identify any problems that may be
Rugby Union is a sport where the physical
preventing the athlete from achieving peak
demands are high through exertion and from
contact. The English domestic season lasts from
Any such measure must also be affordable and
late August to early May. Keeping players in a
easy to use in order to work in the coaching
physical state that allows for peak performance
environment. This may be especially true when
week after week is difficult(2); ensuring their
working with youth athletes, where budgets tend
physical and mental recovery is even more
What measures have been used to date – and
In my role as conditioning coach at London
how effective have they been? Heart rates which
Welsh Rugby Football Club, I have had the
are elevated in the morning and reduced during
opportunity to measure and assess the amount of
fatigue associated with training and lifestyles and
indications of OTS(9-13). But this has not been
found in all studies, including those on: judoka(14),
wanted to know whether this was due to a drop in
cyclists and triathletes(15), swimmers(16,17), and
runners(17,18,19). In one study, individual differences
in resting heart rate were found in overtrained
When we looked back on the first season’s
runners, calling into question the reliability of one
scores, we saw remarkable differences between
marker as an accurate measurement of OTS(20).
those players who had consistent performances
This particular marker is also dubious because
and went on to representative honours at age-
resting morning heart rates are known to be
group level and those whose form slumped, or
reduced by a good night’s sleep(21), and none of
the studies that noted elevated resting heart rate
in overtrained athletes took sleep into account as
statistical analysis of the Rest-Q scores on the
Academy as a whole, looking at stress and
recovery scores, injury prevalence, physical
Markers of excessive training
fitness and playing performance. This did not
Usitalo et al could not find a universal pattern of
physiological responses to excessive training,
I then divided the players into four main
which appears to be the main problem at present:
categories: players who performed well; those
no one physiological marker is reliable for all
who suffered from burnout; those who suffered
athletes, while relying on a combination of
markers may not accurately distinguish between
fitness levels and performances were consistent
overreaching and OTS. The only consistent factor
throughout the season, and who didn’t get
is a decline in the athlete’s performance(22).
injured. By homing in on individual players in
Psychological measures have been proven to
more detail, we hoped to see trends that were
be as effective as physical measures in diagnosing
common to the groups. Two of the individuals are
‘training stresses’(23). Could these also be useful
presented as case histories here: Player A, who
performed better than expected, and Player D
commonly-cited tool is the Profile of Mood
States questionnaire (POMS), which, as its name
Player A’s graph (figure 1, below) shows high
suggests, measures moods. However, moods are
levels of recovery and low levels of stress at test 1
highly contagious among athletes, with highly
and at test 6 (pre-season and end of season). He
motivated athletes and women seeming to be at
also shows higher levels of success, social recovery,
higher risk. Thus, this may be a less useful tool in
physical recovery, personal accomplishment, self-
a team environment and is also considered
efficacy and self-regulation at test 6 than at test 1.
unreliable as an indicator of staleness(24).
He was selected for the Wales under-19 squad for
A more recent psychological tool is the Rest-Q
– the Recovery-Stress questionnaire for athletes,
This player lived at home, and his dad attended
devised by Kellmann and Kallus(25), which asks
all the training sessions and matches throughout
questions about the athlete’s current state of
recovery and stress. This tool attempts to
Figure 1: player A’s Rest-Q scores at both ends
integrate the useful parts of the POMS into a
of the season
more functional assessment of an athlete’s
current training status. It uses 19 scales relevant
in the recovery process, such as general stress,
self-efficacy and emotional exhaustion, and has
been demonstrably effective in monitoring
training dosages in elite training camps(26,27).
As part of my work with London Welsh RFC,
I have been using the Rest-Q for the last two
seasons to monitor levels of recovery and stress in
the academy players, in conjunction with their
physical fitness. My aim was to see if the Rest-Q,
administered throughout the season at intervals
of 6-8 weeks, would be useful in preventing
underperformance in a semi- professional, part-
time training environment, similar to many
On the recommendation of the tool’s author,
we measured physical fitness at the same time as
measuring psychological wellbeing with the
Rest-Q; if a player was in a bad physical state, we
Figure 2: player D’s Rest-Q scores in two pre- season tests four weeks apart East African running – a new perspective PP, as regular readers will know, keeps a weather
eye on the scientific journals so we can keep you
abreast of the latest significant findings on all
things relevant to sport performance. Usually we
are happy to précis the most interesting of these
reports in our ‘What the Papers Say’ section: let’s
face it, a lot of the material in these papers would
be gobbledegook to a non-scientist anyway!
But this month a fascinating – and unusually
readable – original article published in the BritishJournal of Sports Medicine beguiled us to such an
extent that we decided (with the permission of the
publishers, of course) to reprint it in its entirety,
The article, which begins on p5, represents an
important contribution to the growing debate on
the season. Social support has been shown to
the indisputable East African dominance of
contribute to health and wellbeing by reducing
middle- and long-distance running. Thus far, the
exposure to stress and enhancing coping efforts(28).
thinking has polarised between the genetic theory
He was studying at school, but did not work to
– East Africans have an inbuilt racial advantage –
earn money. This may have been a significant
and the environmental theory – they live at high
reason for his continued success, enabling him to
altitude and also tend to run very long distances to
concentrate on his rugby and recover at home.
Player D’s graph (figure 2, above) shows minor
But Canadian scientists Baker and Horton have
differences during the two pre-season tests, with
advanced a rather more subtle psychological
test 2 carried out four weeks after test 1 and four
theory: the East Africans run faster because
weeks before he dropped out of the academy.
everyone tells them they have a natural aptitude
for running faster and therefore they believe they
wellbeing score lower in the second test, but self-
can run faster. And the white runners come a poor
efficacy and self-regulation score higher. In a
second for the self-same reasons. Baker and
follow-up conversation this player expressed
Horton call this phenomenon ‘stereotype threat’;
dissatisfaction with his own performance and said
you and I might call it a self-fulfilling prophecy.
he had been consistently under pressure at work
Does it matter? Well, yes it does, because the
as an apprentice. He cited his early morning starts
long-term effect of this stereotype threat is
as a main reason for not being able to recover
discouragement, demotivation and, ultimately,
from training the previous evening. He lived with
his parents and had few household chores and
handicap is a set of false beliefs. We urge all
little homework to contend with, but his parents
athletes and coaches to note the conclusions of
did not show any overt signs of support for him
this article – and act accordingly.
within the rugby environment. This may have
Also in this issue, new PP contributor James
been a significant factor in his decision to drop
Marshall writes about how he used a psychological
out from the sport, as people who have weak
social ties, including those with their immediate
‘underperformance syndrome’ in young rugby
family, have been shown to have weaker health
players (p1); and our regular nutrition guru
than those with strong social ties(29).
Compared with previous research using case
supplements to boost your natural immunity and
studies(25,26), this study showed the importance of
external influences on each player. For example,
Kellmann used the Rest-Q to highlight the
Three lengthy articles – and an awful lot to
relationship between an increase in training dose
digest. But we hope you will agree this issue offers
and increased stress and decreased recovery in
rowers. But as these athletes were attending a
Isabel Walker
full-time training camp, external influences
logistics of testing a total of 81 players, inputting
The two major adverse external influences my
and analysing the data, meant that a quick
research uncovered, were living away from home
response was not always available to individual
and playing for additional teams. The effects of
players. Also, the exercise only picked out those
living away from home could have been due to
players whose profiles changed significantly
missing the structure and support associated with
between tests, which meant that some players on
both the school and home environments(29,30,31).
the road to UPS were overlooked. The Rest-Q is
The influence of non-athletes in the university
not a substitute for good communication between
the coach and his individual players. But we have
freedom and lack of accountability for the first
found it to be very useful for analysing each player
few months, could have created a new ‘perceived
and feeding back information which might be
social norm’, in which training and good dietary
affecting performances as quickly as possible.
and sleep habits were of secondary importance to
With one season of players’ histories available
to us and a greater understanding of the areas to
indicators of adherence to training programmes:
accurate in the current season. After identifying
training partners, social support, time and
the main areas of concern, several changes have
opportunities, self-efficacy, and perceived
been made. I as conditioning coach have taken
vulnerability. While players at university had
responsibility for educating players, parents and
plenty of time and opportunities to train and play,
coaching staff on the need for a balance between
as well as access to training partners, their
training and recovery. An eight-week training
recovery habits were poor, with too little quality
macrocycle has been put in place, comprising two
four-week training blocks, with the last week of
structure. This led to inconsistent or deteriorating
performances that could result in burnout.
Testing, including the use of the Rest-Q, takes
place on completion of the second recovery
Advantages of living at home
Players living at home, either studying for A-
levels or in full-time employment, had less time
recommended to see their doctors to eliminate
and opportunity to train, but generally had better
the possibility of clinical illness. Many of the
social support and recovery habits, which led to
more consistent playing patterns throughout the
depression(34), so it is important for those doctors
season. Despite their work pressures, players
to have some knowledge of the syndrome. One
living at home tended to have better strategies
case of UPS was diagnosed, and the player in
for coping with stress than those at university,
question was rested for four weeks, then eased
who had poorer social support and inadequate
back into training. He is currently playing well.
recovery strategies. These latter players appeared
to be under-recovered rather than overtrained.
coaching staff that new university students need
Playing for additional teams put the athletes
more support than they received last season,
under physical and mental pressure. The inability
particularly for improving their self-regulation,
to recover properly between one match and the
next led to a decline in fitness and an inability to
shake off niggling injuries, while the inability to
Meetings are regularly held with all players to
say ‘no’ to coaches at university, school or club
deal with injuries, selection issues and other
led to an increase in stress, which has been shown
problems, an approach which has been shown to
be useful in alleviating stress(34). In the previous
While the Rest-Q did not highlight the causes
season, players who got injured did not always
of inadequate performance, it did pick out
continue their rehabilitation, or stopped
players who had poor recovery routines and
attending training sessions for five to six weeks.
those who were suffering from stress. These two
The coaching staff have realised that they are
factors were not always concurrent, reinforcing
as important as physiotherapists to injured
the view that they are different parts of a process
players and now play a more active role in
leading to underperformance(33). This enabled the
coach to have more in-depth conversations with
the players and to a greater understanding of the
aware of the importance of recovery and the risks
motivation and habits of each player.
of the stress some of the players face, it is our
However, the use of the Rest-Q at intervals of
hope that the incidence of underperformance and
six to eight weeks did sometimes lead to players
being overlooked when symptoms ofoverreaching appeared between tests, while the
James Marshall
be more important than what is actually true.
Stone et al(7) gave black and white students a
laboratory golf task that ostensibly measured
Stereotype threat: an
‘natural athletic ability’, ‘sport intelligence’, or
‘sport psychology’, depending on how the test was
alternative explanation presented. Nothing changed in the test itself, just change. London:
the perception of what the test measured. Both
for the East African
black and white students scored equally well on
dominance of
the sport psychology control condition. However,
black participants outperformed white ones when
distance running
the task was framed as a test of natural athletic
ability, whereas white participants outperformed
The following original paper from Canada,
black ones when the task was framed as a test of
published recently in the British Journal of
sport intelligence. This phenomenon is referred
Sports Medicine, is reproduced in full by kind
to as stereotype threat and may be of help in
permission of the BMJ Publishing Group. Br J
explaining the dominance of certain sports by
specific groups. Although scientific inquiry into
Researchers have long speculated on the factors
genetic differences between races remains
that contribute to making an elite athlete. When
unresolved, previous research suggests that belief
a particular group appears to dominate a given
in such differences has a large impact on
domain, even more speculation and interest is
generated. Current examples from sport include
Steele and Aronson(8) introduced stereotype
the American dominance of basketball and the
threat as an explanation for the lower scores of
Northern European dominance of Nordic skiing.
An example that has garnered much attention(1,2)
is East African dominance of middle- and long-
perplexed by the persistent gap in scores between
distance running. Although several empirically
blacks and whites, which endured even if black
based positions have been advanced to explain
students came from well educated families of
the interindividual variation in performance(3,4),
middle-class standing. However, Steele and
the dominance of black athletes in certain sports
Aronson found that black students scored just as
has been commonly attributed to factors such as
well as whites on standard intelligence tests when
social Darwinism – that is, the hardships of
the tests were presented as diagnostic tools that
slavery resulted in a degree of genetic selection(5)
did not measure intellectual capacities. They
– and environmental determinism – that is,
determined that it was not the test itself, rather
physiological adaptations associated with living
the situational pressure surrounding the test, that
under certain environmental conditions (1).
resulted in poorer scores. Performance decreased
Hamilton (6) examined empirical evidence for a
when black students were confronted with the
range of influences that may contribute to East
possibility of confirming a widespread stereotype
environmental, social, psychological, and
Significantly, stereotype threat affects the
physiological variables. After examining research
academic vanguard more than it does the weaker
from various disciplines, he concluded that there
students. A person has to care about a domain in
was no clear explanation for the East African
order to be disturbed by the prospect of being
stereotyped in it. Good students are generally
psychological factors may perpetuate this
invested in and have identified with the domain
dominance by attributing differences between
and thus are more prone to the situational
African and white running performances to
pressure that is stereotype threat. Students who
stable external factors, thereby disempowering
did not identify with the domain were remarkably
white runners and empowering East African
unaffected. Weaker students reduced cognitive
runners. Regardless of the possible existence of
effort as soon as the test became challenging,
physiological advantages in East African runners,
resulting in poor performance, regardless of
belief that such differences exist creates a
whether they were under stereotype threat or
not(9). Therein lies another key to stereotype threat
significant consequences on performance.
– the test must be challenging. It is only when one
gets to a difficult section, and the possibility arises
Stereotype threat
of confirming the negative stereotype, that
Recent research in psychology has unveiled
sufficient stress arises to impair performance.
insights that are particularly relevant to this
Oddly enough, a person does not even have to
debate. It is distinctly possible that what we
believe the stereotype to be affected by it.
believe to be true about our genetic make-up may
Awareness, even at a subconscious level, appears
to be sufficient. For example, Levy (10) primed
[senior citizens] using subliminal messages and
then gave them a memory test. Those who had
Short-term effects
been primed with negative words associated with
old age, such as senile or forgetful, performed
stereotype threat has been attributed to the
worse than seniors primed with positive words
anxiety and distress caused by association with a
negative stereotype. Blascovich et al(16) examined
Spencer et al (11) found that stereotype threat
the effects of stereotype threat on blood pressure
was equally applicable to women and maths
in African Americans. They found that groups
skills. If women are reminded of the stereotype
placed under stereotype threat displayed larger
that they are inferior to men in mathematical
increases in mean arterial blood pressure (a
ability, their test scores decrease. If the same test
measure of somatic anxiety) and performed more
is reframed so that women believe it is simply a
poorly on difficult test items than African
research tool, they score just as well as men.
Americans not under stereotype threat. In typical
Current findings indicate that anywhere a
models of anxiety(17), the occurrence of a stressor,
stereotype exists, stereotype threat can be
in this case stereotype threat, creates a state of
invoked and performance depressed. In a related
anxiety (see figure 1, below). State anxiety(18) is
study, white men, selected on the basis of their
manifested either somatically through physical
strong maths skills, performed worse when they
responses, such as sweating and increased
respiration, or cognitively through worry or
traditionally thought to excel at maths. A control
group not subjected to stereotype threat suffered
manifestations has been linked to negative effects
on physical performance(19). Further, whereas a
The sporting field also contains its share of
certain amount of physical arousal has been seen
stereotypes, particularly when it comes to black-
as beneficial for sport performance (cf the
white differences. The perception of the athletic
inverted U hypothesis)(20), certain research(21)
superiority of black people is widespread, with the
suggests that any amount of cognitive anxiety is
media contributing substantially to such thinking
. Stone et al(13) examined popular perceptions of
Moreover, athletes performing at elite levels of
racial stereotypes by having participants evaluate
competition normally adopt a telic, or serious,
the abilities of a male basketball player based on
goal-oriented motivational state. To the elite
a radio broadcast of a college game. Even though
athlete, performing well is an important outcome.
participants listened to the same broadcast, they
However, researchers(22,23) suggest that adopting a
were more likely to attribute talent and natural
motivational state that is telic is more highly
athletic ability to the player if they thought he was
affected by anxiety than adopting a paratelic –
black and were more likely to attribute hard work
that is, playful, non-serious – motivational state.
and sport intelligence to the player if they
Long-term effects
This widespread societal belief in the athletic
Perhaps the most damaging effects of stereotype
superiority of blacks is actually a relatively recent
threat are long-term, such as feelings of
phenomenon. Hoberman (14) notes that during
dissatisfaction and ultimately dropout from sport.
colonial rule blacks were considered inferior
The benefits of long-term involvement in physical
sportsmen. In fact, at the dawn of the 20th
activity are well known. They include increases in
century there was concern even among black
physical competence and associated increases in
scholars at the lack of physicality of the black
race(14). However, the tables have turned
Figure 1 proposed model of stereotype
considerably in the past hundred years. threat effects on sport performance
Impressive accomplishments from black athletes
during the first decade of the 1900s – for
example, Marshall Taylor and Jack Johnson –
followed by the record-breaking performances of
black sprinters like Jesse Owens provided the
basis for the belief that black athletic superiority
is genetic in origin(15). The current dominance of
black athletes in a number of high-profile sports
has certainly done nothing to dispel this belief.
Furthermore, as Hamilton suggests(6), thepsychological edge this belief gives black athletesmay be the key to maintaining that superiority.
Indeed, in stereotype threat we see evidence of
self-esteem(24). However, Steele(25) postulated that,
ways of dealing with situations involving
in chronic situations of stereotype threat,
stereotype threat. Steele(25) presented methods
individuals become pressured to ‘disidentify’ with
for overcoming stereotype threat in academic
the domain to preserve feelings of self-worth.
settings, several of which are also useful for
Disidentification involves a reconceptualisation
performance in the athletic environment. Steele(9)
of one’s self-image to remove the value associated
theorised that underperformance appeared to be
with a domain, thereby reducing the impact of
rooted less in self doubt than in social mistrust.
Therefore niceness and reassurance on the part
replicated these results in a sport context.
of the teachers was not enough. Steele found that
emphasising high standards was the key to
maintaining self-image, can undermine the
gaining social trust. For criticism to be accepted
motivation required for long-term involvement in
across the racial divide in an academic setting,
an activity. Sustained motivation is dependent on
feedback had to be given with the emphasis on
feelings of achievement and accomplishment(27).
high standards, conveyed with the belief that the
In a related study, Stone(26) found that stereotype
student could achieve those standards.
threat was related to the quality of practice
Although this research has yet to be replicated
performed by participants executing a golf task.
in an athletic domain, it provides clear guidance
Specifically, white athletes who felt they were
for coaches working in multiracial environments.
being examined for natural athletic ability
When dealing with athletes, coaches should
showed less practice effort than white athletes
who were not under the threat of confirming
performance for all, irrespective of race. Evidence
racially based stereotypes – that is, poor white
suggests in order for stereotype threat to
athleticism. In addition, stereotype threat only
influence performance, the stereotype must be
important component of their self concept.
Accordingly, coaches should avoid off-hand
Participants who were disconnected from the
comments or jokes suggesting, for example, ‘white
outcome of the task performed at a level no
men can’t jump’ or ‘blacks are better runners’,
especially before competition. In addition,
hypothesised that athletes concerned with
coaches and trainers should show clear optimism
confirming a racially based stereotype ‘self-
in their athlete’s abilities. All attempts should be
handicap’ – that is, perform less effortful practice
made to increase the athlete’s feelings of self-
– to create ambiguity about the cause of a poor
efficacy – that is, the athletes’ beliefs in their
performance. Athletes proactively respond to an
abilities to accomplish desired courses of action –
anticipated mediocre outcome by withdrawing
before competition. Moreover, these feelings
practice effort, thereby avoiding the confirmation
must be reinforced after the event regardless of
of a stereotype about poor natural athletic ability
the results to ensure that stereotype threat has a
in white athletes. Although longitudinal studies
limited role in future competitions. Clearly,
of the effects of these actions have not been
coaches should also stress the equivocal research
performed, it seems reasonable that decreased
findings on race and athletic performance. One
practice effort over time would undermine skill
method of reducing the negative consequences
associated with stereotype threat is by minimising
adaptations necessary for performance at the
the legitimacy of the stereotype. If athletes are
highest levels of sport competition.
educated as to the lack of consistent findings forracial dominance in sport, the power of the
Effects on young athletes
stereotype may be effectively limited.
The extent to which athletes choose or opt out of
Research examining the role of stereotype
sports based on perceived genetic suitability is an
threat in elite levels of performance is virtually
area worthy of future study. Just as negative
non-existent. As a result, the suggestions
stereotypes can lead women away from maths-
presented in this paper, although based on strong
based careers in finance or engineering, there is
evidence to suggest that athletes may be choosing
speculative. Future research should consider the
their sports based on athletic stereotypes.
role of stereotype threat as a reason for
Coakley(28) notes that young athletes have
performance differences in racially dominated
internalised these stereotypes and are choosing
sports such as middle- and long-distance running.
sport participation accordingly. He speculates
Without indisputable evidence indicating the
that this is the reason why white running times in
genetic advantages associated with a specific
certain events have actually decreased over the
racial group, researchers should continue to
past few years; whites are opting out of some
examine alternative explanations for the apparent
sports based on perceived genetic inferiority.
dominance of one group over another in sport.
Coaches and support staff need to be aware of
J Baker, S Horton
material is presented to a T-lymphocyte immunecell, it too proliferates; some T-lymphocytes
Strategies to boost
(CD8+) become activated to kill any cells carryingthis foreign material, while others (the CD4+ T-
your natural immunity cells) secrete biochemical substances (such as
interleukins and cytokines) which boost the
and keep infection and activity of killer cells.
The point is that your immune system contains
the effects of exercise
a large number of functionally different cells and
stress at bay
a wide array of defence mechanisms. Because ofthis, it’s actually quite difficult to accurately
Athletes constantly live on a knife-edge between
assess the impact of nutrition on immunity,
especially as there are no instruments that can
programme might shed valuable seconds off your
predict the cumulative effect of several small
PB, but if it proves too much and you come down
positive changes in different immune system
with a viral infection you stand to lose fitness, not
gain it. Building and maintaining immunity
should be thought of as a vital part of any
immunosuppression (PEIS), in which certain
athlete’s programme, particularly as the existence
of post-exercise immunosuppression is now well-
temporarily depressed after heavy bouts of
established(1,2,3). But what can athletes do to
exercise, is now well-documented in athletes(5,6),
maximise their immunity and reduce the risk of
linked with an increased incidence of infection,
particularly of the upper respiratory tract. In
particular, it appears that during recovery from
complex array of different elements, whose job is
prolonged, intense exercise the number of
to work synergistically to recognise, attack and
lymphocytes in the blood is reduced below
destroy foreign invaders. In very simple terms,
resting levels and the function of natural killer
impaired’
there are two lines of defence. The first is the
and B cells is impaired(7,8). Strenuous exercise also
innate immune system, consisting of barriers
seems to inhibit innate immunity by reducing
designed to prevent foreign agents from infecting
mucosal protection(9). And there is evidence that
this drop in immunity may worsen the disease
● physical barriers, such as the skin and epithelial
outcome when exercise is performed during the
tissues of the lungs, nose and intestinal tract;
incubation period of an infection(10). The
● chemical barriers, such as the high acidity of
consensus of scientific opinion is that PEIS
occurs mainly as a consequence of the increased
● cellular barriers, such as phagocytic cells whose
secretion of stress hormones, such as adrenaline
and cortisol, during vigorous and prolonged
If the first line of defence is breached, an
exercise, particularly as these types of hormones
infection occurs and then the ‘acquired’ immune
system kicks in to fight the infection and destroy it. The acquired system employs a number of
The role of glutamine
different cell types working in cooperation to help
In recent years, the role of an amino acid called
the body recognise and defeat the invaders. For
glutamine has come under intense scrutiny.
Several studies have demonstrated a fall in
macrophages ingest any foreign material and then
plasma glutamine levels following vigorous
present it to other cells known as lymphocytes.
exercise, and doctors had long been aware that
When this material is presented to a B-lymphocyte
this also occurs as a consequence of other
immune cell, the lymphocyte is signalled to
stressful events, such as trauma and burns, which
proliferate and produce antibodies that will
specifically bind to the foreign invader. These
subsequently shown that many immune cells have
antibodies attach themselves to the surface of the
an unusually high capacity to utilise glutamine(11)
invader (usually bacteria or a virus-infected cell)
and that (unlike most cells in the body) these
and act as ‘labels’, effectively telling the other cells
immune cells were unable to synthesise glutamine
of the immune system that these invaders are
in situ and therefore required a constant supply
foreign and need to be destroyed. This destruction
from blood plasma(12), glutamine depletion was
can be by means of macrophages engulfing the
considered by many to be an obvious trigger for
invader, by an attack from other immune cells
known as ‘natural killer cells’, or by immune
exhaustive exercise. This theory was supported by
proteins collectively called ‘complement’, which
in-vitro studies showing that glutamine stimulates
can punch holes in the bacterial wall. If the foreign
the activity of certain immune cells, such as
lymphokine-activated killer cells(13).
their carbohydrate intake to ameliorate PEIS.
Given these findings, scientists quickly began
Studies have shown that when athletes train in
to speculate that PEIS might be prevented if
a glycogen-depleted state after spending several
extra glutamine could be administered after
days on low-carbohydrate diets (less than 10% of
exercise – hence the proliferation of glutamine
dietary intake from carbohydrate), the release of
supplements. However, more recent research has
stress hormones, such as adrenaline and cortisol,
thrown this idea into doubt. While a study on
is exaggerated by comparison with normal or
high-carbohydrate dietary conditions(19,20).
found they experienced only half the rate of
Moreover, this enhanced stress hormone release
respiratory tract infections of unsupplemented
is linked to a decrease in immune function; for
controls(14), the same scientists also found that
example, just one hour’s exercise at 75% VO2max
that glutamine supplementation after a marathon
in a glycogen-depleted state resulted in a
did not influence the lymphocyte distribution or
significantly bigger fall in circulating immune
the concentration of other immune proteins.
lymphocytes than the same amount of exercise on
Meanwhile, glutamine-supplemented cyclists
a high-carb diet(21). The good news for athletes is
who performed 60, 45, and 30 minutes of exercise
not just that high-carbohydrate diets can reduce
the stress hormone response but also that taking
separated by two-hour rest periods, showed no
in carbs during exercise reduces stress hormone
increase in immune activity by comparison with
production which, in turn, seems to ameliorate
In a landmark study carried out last year,
concentration did not prevent post-exercise
immunodepression, a finding which has since
carbohydrates during 2.5 hours of strenuous
been confirmed by a further study on glutamine-
cycling(22). Taking in 30-60g of carbohydrate per
supplemented marathon runners(16). Scientists
hour in the form of a 6% carbohydrate drink was
now believe this is because the post-exercise drop
found to prevent the decrease in an important
in plasma glutamine is relatively small, to around
type of immune cell, known as interferon-g-
80-90% of resting values, by comparison with the
positive T-lymphocytes, experienced by a placebo
drop in severe burns patients, whose glutamine
control group. The researchers also discovered
levels can fall to below 40% of normal. Although
‘There is
there is a reduction in circulating glutamine after
showed no measurable drop in production of an
exercise, there still seems to be enough of the
active chemical (known as interferon-g) that
stuff for the immune cells to function normally.
these T-cells secrete when stimulated. Interferon-
g production is critical to anti-viral defence, and
undoubtedly fall, there is evidence that the intra-
scientists now believe that suppressed production
cellular levels of glutamine in important immune
after strenuous exercise may be an important
cells in the blood actually rise(17). Glutamine, it
factor in the increased risk of infection.
seems, is not the magic immune bullet that
These results are supported by another recent
study from the US, where two groups of runners
were asked to perform a three-hour treadmill run
The carbohydrate connection
at 70% VO2max, one ingesting a carbohydrate
In recent months, carbohydrate-bashing has
drink and the other a placebo(23). By comparison
become more fashionable than ever, and it seems
like everyone and his dog is now flourishing on a
low-carbohydrate diet! But, quite apart from the
concentrations of a number of cytokines – very
weight-loss myths pedalled in the press, athletes
small protein molecules secreted by cells of the
would seem to have even more reason to ignore
immune system, which regulate the intensity and
this fashion than most because there is strong
duration of the immune response. The lower
evidence that intense training coupled with a low-
levels of cytokines measured in the carbohydrate-
immunosuppression! The PEIS observed after
‘immune stress’. However, it remains to be
intense training appears to occur mainly as a
established whether carbohydrate ingestion
result of the secretion of stress hormones into the
during training and competition can reduce the
body, and scientists have proposed that any
incidence of upper respiratory tract infection
nutritional manipulation capable of reducing this
(URTI). The American researchers mentioned
stress hormone release should limit this immune
above have noted a beneficial trend in a study of
suppression(18). The latest research suggests not
98 marathon runners, but their results did not
only that limiting carbohydrate intake induces a
reach statistical significance, indicating the need
greater release of stress hormones during
exercise, but also that athletes can manipulate
The role of essential vitamins and minerals in
maintaining immunity has long been recognised;
in the laboratory echinacea does demonstrate a
deficiencies of the any of the vitamins A, E, folic
significant effect on a number of immune cells,
acid, B6, B12 and C can impair immunity, as can
especially on macrophage activity(30), as well as on
deficiencies of the minerals iron, copper,
the activation of some leucocytes and natural
selenium, zinc, magnesium and manganese(25).
killer cells(31). But how, if at all, does this translate
But are there any nutrients that can offer extra
immune support when taken in higher quantities
than their current UK Reference Nutrient Intake
disappointing. While some small-scale studies
(RNI) values? The obvious candidate is vitamin
have indicated that, in those already infected, the
C; ever since Dr Linus Pauling carried out his
severity and duration of acute URTIs may be
original studies into vitamin C, the notion that it
modestly reduced with echinacea, three recent
might be beneficial for combating URTIs, such as
double-blind placebo-controlled studies found no
the common cold, has become widely accepted.
evidence of immunostimulation(32,33,34).
problem with echinacea studies is that many
leucocytes and has also been implicated in a
commercially available echinacea products do
not possess enough active constituents to exert a
promotion of T-cell proliferation and inhibition
definitive clinical effect. To get around this
of virus replication, the research on athletes and
problem, a very recent double-blind, placebo-
immunity has produced very mixed results.
controlled study used a formulation prepared
Two studies carried out in the 1990s initially
from freshly harvested echinacea plants, which
provided strong support for a protective effect of
contained the suspected active constituents
high doses of vitamin C in athletes. In the first
(alkamides, cichoric acid, and polysaccharides) at
study, two groups of ultra-marathon runners
known and high concentrations(35). A group of 282
were supplemented for three weeks leading up to
healthy adults with a history of two or more colds
a 90k race, one group taking 600mgs of vitamin C
in the previous year were randomised to be
per day (15 times the current RNI of 40mgs) and
treated with either echinacea or placebo at the
the other taking placebo(26). In the fortnight after
first onset of cold symptoms. During the study
period, 128 subjects contracted a common cold
(59 on echinacea and 69 on placebo). But the
controls. A follow-up study carried out three
echinacea group reported less troublesome
years later supported these results(27); ultra-
symptoms and responded faster to ‘treatment’
marathon runners were split into four groups,
than the controls. The researchers concluded
one given 500mgs per day of vitamin C, the
that their results pointed to the need for more,
second receiving the same plus 270mgs of vitamin
larger scale studies using standardised extracts.
E, the third 300mgs of vitamin C, 200mgs of
vitamin E and 18mgs of beta-carotene, and the
A role for probiotics
fourth receiving just placebo. After the 90k race,
It was almost a century ago that the Nobel prize
the runners receiving the highest doses of vitamin
winner Elie Metchnikoff carried out his research
into fermented milk products, such as live
regardless of whether they were also receiving
yoghurt, and suggested that, far from being
the antioxidant nutrients (vitamin E and beta-
inevitably detrimental to health, bacteria could
carotene), clearly pointing to vitamin C as the
play an important role in maintaining it. Since
then, a wealth of research has accumulated,
The problem is that other studies have not
confirming that certain types of bacteria are
been able to replicate these findings. For
beneficial to human health when ingested. These
example, no immunity benefits were found in an
so-called probiotics can be defined as ‘live
microbial feed supplements, which beneficially
supplemented with 1,000mgs of vitamin C per
affect the host by improving its intestinal
day for eight days before completing a 2.5-hour
microbial balance’. Although probiotics have
run(28). And in a very recent placebo-controlled
gastrointestinal health benefits, they’ve never
1,500mgs of vitamin taken daily for seven days
been perceived as ‘sexy’ by the athletic
before and during an ultra-marathon did not
community. But that might be about to change!
positively affect any aspect of immune function.
A number of herbs are reputed to stimulate
immunity, but in recent years it is echinacea
immunostimulatory properties of probiotics –
purpurea that has become particularly popular
and the results are impressive. A recent meta-
among athletes, despite a lack of evidence of its
analysis of relevant studies examined the
effectiveness against PEIS. There’s no doubt that
scientific literature on probiotics and immunity in
-vitro, in animals and in humans(36). Of these, 48
reported positive immunostimulatory effects, 17
● Vitamin C – The evidence is too mixed for a firm in-vitro, 21 in animals and 10 in humans. To date,
recommendation but, given its low toxicity and
there are no published studies on the possible
cost, athletes wishing to take a modest supplement
benefits of probiotics for athletes, but things are
(200-1,000mgs per day) have little to lose;
moving quickly and two studies on this very topic
● Glutamine – Although beneficial in the clinical
are due for publication later this spring. In the
setting, there’s little hard evidence that it offers
screened for levels of an immune protein called
● Echinacea – Athletes who contract a URTI may
secretory immunoglobulin A (sIgA), with 52
find that taking a standardised echinacea
found to have below-average levels(37). These 52
preparation shortens its duration. However,
were then split into three groups for four weeks,
while echinacea does not appear on the IOC’s
the first treated with a probiotic food supplement
banned substances list for 2004, those subject to
containing a proprietary blend of beneficial
drug-testing should be aware that all herbs
bacteria (Lactobact omni FOS, manufactured by
Winclove Bio Industries), the second a zinc and
ingredients which, under certain circumstances,
may inadvertently produce a positive result;
together. When their faeces were analysed, only
● Probiotics – Although the early indications are
those taking the probiotic were found to have
promising, very little data exists on the benefits of
significantly increased levels of sIgA.
probiotics for athletes. Foods like live yoghurt
and other fermented products can be included in
Germany, examined the effects of probiotics on
the diet if desired, especially as they are also rich
post-exercise immunosuppression(38). A total of
44 endurance athletes were split into two groups,
recommended after antibiotic treatment. To date
one to receive probiotics, the others to act as
there’s insufficient evidence of the benefits of
controls. After four weeks of supplementation
supplementing the diet with probiotics, although
with a probiotic blend (Lactobact omni FOS), the
athletes were tested after a 60-minute endurance
● Lifestyle – Athletes should ensure they get
session. As expected, faecal microflora was
plenty of sleep and relaxation, minimising fatigue
and emotional stress where possible. Good
researchers also discovered that this group
hygiene is also important, with regular hand
experienced a lesser post-exercise decrease in the
washing recommended to reduce the risk of
level of circulating natural immune killer (NK)
transferring virus particles to the mucous
cells than the controls, with a faster return to pre-
membranes of the eyes, nose and throat.
exercise NK cell levels – an indication that
Andrew Hamilton
probiotics may be able to reduce PEIS. As with
all unpublished studies, these results should be
interpreted with caution, but if they are
confirmed the role of probiotics in the health of
athletes wishing to maintain maximum immunity:
Promoting sport and exercise to adults may be
● Carbohydrate intake – The normal diet should
an expensive waste of time. People are most
likely to be active – and remain active – as adults
accounting for 60% or more of total calories.
if they have enjoyed sport and exercise in
Low-carb diets such as Atkins or Zone should be
childhood and adolescence. That’s the clear
avoided. For longer (90-plus minutes) or very
implication of a pair of recent studies examining
intense sessions, 500-1,000mls of carbohydrate
factors associated with adherence to exercise in
drink containing 60g of carbohydrate per litre
The first of these, carried out in Israel,
● Diet quality – Immunity can be adversely
involved 3,818 Jewish men from a variety of
affected by any number of nutrient deficiencies.
industrial settings who participated in the
Athletes should ensure that their diet is rich in
Cardiovascular Occupational Risk Factors in
whole unprocessed foods, fruits and vegetables,
Israel Study (CORDIS) in 1985-87. Information
contains adequate high-quality sources of protein
on leisure time physical activity (LTPA) was
and is low in fatty, sugary, fast or processed food.
obtained from a number of questions in the
questionnaire and those currently taking part in
supplement may be beneficial in preventing a
LTPA on a regular basis – ie at least once a week
nutrient shortfall, but large doses of any single
for half an hour – were grouped together.
nutrient should be avoided as this could create
participants across a range of demographic and
participation in young adults under 30, and the
occupational variables, participation in organised
school-age sporting activities emerged as a
strong predictor of adult physical activity, reported
by two-thirds of active adults compared with less
Factors thought to be associated with exercise
than one-third of inactive ones. This strong
were analysed in relation to the amount of
association remained when a more rigorous
definition of adult activity (half an hour for five
onwards. Analysis of the data showed that
adulthood exercise was predicted by just two
‘Our findings, in a cohort of predominantly
middle-aged industrial workers, are consistent
competitive sports in adolescence. Education,
with other work showing that organised sporting
marital status, number of children, number of
activity as a child and adolescent predicts LTPA as
both a younger and older adult,’ comment the
diseases, smoking, alcohol use, and leisure time
researchers. ‘Participation in organised after-
activities other than exercise and sport were not
school sports may provide youth with a skill set
associated with adulthood exercise level.
and enjoyment of sport that help form the
foundation for activity habits later in life… Efforts
researchers, ‘that early childhood environmental
that lead to increasing levels of childhood
factors strongly influence exercise level
physical activity may lead to a more physically
throughout the lifespan. Therefore, interventions
In the second study, from Finland, researchers
participation may achieve more beneficial long-
studied 117 sets of identical male twins aged
term results by targeting families and other
childhood and adolescent environments.’
enhanced adherence to exercise in adulthood. Med Sci Sports Exerc, vol 35, no 12, pp2038-
Exercise in childhood and adolescence and
participation in competitive sports had been
shown in earlier studies to predict exercise
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