Efficacy of Hydroxyurea in Providing Transfusion
Saqib H. Ansari, MBBS, DCH, DPGN, MPhil, Tahir S. Shamsi, MBBS, FRCPath,
Mushtaq Ashraf, MBBS, MD, Kousar Perveen, BSc, MBA, CRA,
Tasneem Farzana, MBBS, MCPS, Munira Borhany, MBBS, FCPS,
Sajida Erum, Pharm D, CCRP, and Tabassum Mehboob, PhD
in the general population with an increased risk of
Background: Packed red blood cell (PRC) transfusion with iron
transfusion-transmitted infections. Therefore, efforts are
chelation is the mainstay of treatment for b-thalassemia major.
being made to implement preventive strategies, but simulta-
This prospective interventional trial serves as a follow up to our
neously researchers are also looking for nontransfusion
similar earlier study that evaluated the efficacy and safety of
hydroxyurea (HU) in minimizing PRC transfusions in patients with
Beta-thalassemia is characterized by insufficient produc-
tion of adult b-globin chains with subsequent accumulation
Methods: One hundred fifty-two patients with b-thalassemia major
of aggregates of unpaired insoluble a-globin chains, which
received HU at a mean dose of 16 mg/kg/d. The results were
leads to hemolytic anemia, ineffective erythropoiesis, and
analyzed at the end of 24 months. Transfusion requirement during
intramedullary destruction of erythroid cells. However,
the 6 months preceding the study was considered as the control.
affected infants maintain normal Hb levels till the first couple
Results: One hundred forty-six of 152 patients were evaluated after
of months after birth due to fetal hemoglobin (HbF), which
24 months of follow up; 6 patients were either lost to follow-up or
has a and g-globin chain combination; but methylation of
withdrew consent. Grade 1 myelosuppression was observed in 4
g-globin gene at this time switches off HbF synthesis.
patients and diarrhea in 2 patients. Sixty children (41%) did not
Therefore, reactivation of fetal g-globin gene expression is
require any transfusion after using HU; 57 patients (39%) showed
an appealing therapeutic approach to the management of
partial response with greater than 50% reduction in PRC
b-thalassemia, as the fetal g-globin genes are universally
transfusion; and 29 patients (20%) were nonresponders with less
present and thereby can lead to correction in the imbalance
than 50% reduction in PRC transfusion. The mean volume of PRC transfused was reduced for all patients.
of a/non-a-globin chains found in b-thalassemia. Various
therapeutic agents, for example, erythropoietin, 5-azacytidine,
Conclusions: HU was found to be safe in patients with b-
butyrate derivatives, and hydroxyurea (HU), have been
thalassemia major, and resulted in the reduction of transfusion
investigated for their therapeutic potential of HbF augmenta-
requirement and in an increase in the interval between transfusions.
Key Words: hydroxyurea, b-thalassemia major, transfusion volume
HU, a potent ribonucleotide reductase inhibitor, is a
well-known chemotherapeutic agent that has been used for
(J Pediatr Hematol Oncol 2011;33:339–343)
the treatment of various myeloproliferative conditions. HU
rapidly clears a large number of normally dividing pre-
cursors, resulting in acute erythropoietic stress that recruits
T halassemias are a heterogeneous group of inherited early erythroid precursors from the G phase of cell cycle,
disorders of hemoglobin (Hb) synthesis resulting in life-
resulting in g-chain synthesis in the erythroid progeny.
threatening anemia and require regular blood transfusion
However, it has been postulated that the presence of G-158
for survival.1 The World Health Organization has identified
C>T polymorphism (Xmn1) is associated with better
control of hemoglobinopathies, particularly b-thalassemia,
g-globin gene reactivation.7,8 The potential of HU to induce
in developing world as a priority.2 Estimated 5000 to 9000
HbF synthesis, both in anemic monkeys and in patients
children with b-thalassemia are born annually and the
with sickle cell disease, has been reported.9–11 Clinical and
projected carrier rate is 5% to 7%, with 9.8 million carriers
hematologic benefits have been reported in patients with
in the total population.3 In Pakistan, the average annual
thalassemia intermedia treated with HU.12,13 The response
expense of management of a child with thalassemia is US
of HU in thalassemia major has been studied in small series
$4400 per patient, this is 10 times the annual per capita
of patients14–18; indeed, Bradai et al15 have reported a
income.4 In addition, sufficient safe blood is not readily
sustained level of Hb after treatment with HU, which
available and there is a high prevalence of hepatitis B and C
resulted in discontinuation of transfusion in all 7 patients
treated. Dixit et al19 have mentioned an association with a3.7 deletions in the heterozygous state, which was seen as a
Received for publication October 4, 2010; accepted February 28, 2011.
predictor of good response to HU therapy; however, all
From the Department of Pediatric Hematology, National Institute of
cases with this mutation also had the presence of Xmn1
Reprints: Saqib H. Ansari, MBBS, DCH, DPGN, MPhil, Department
polymorphism, suggesting a combination of variables
of Paediatric Haematology, National Institute of Blood Diseases,
affecting the final response. Earlier, we reported the clinical
ST 2/A, Block 17, Gulshan-e-Iqbal, KDA Scheme 24, Karachi,
and hematologic improvements from the use of HU in our
Pakistan (e-mail: ansarisaqib@hotmail.com).
Copyright r 2011 by Lippincott Williams & Wilkins
patients with thalassemia major; the mean volume of
J Pediatr Hematol Oncol • Volume 33, Number 5, July 2011
J Pediatr Hematol Oncol • Volume 33, Number 5, July 2011
packed red blood cell (PRC) transfused was reduced in all
defined by a fall in the leukocyte counts to less than 1500/
study subjects from 2126.45 to 1489.59 mL (P<0.05).17
mL, platelet counts to less than 80,000/mL, Hb of 6 g/dL, a
The interval between transfusion was increased by 68.7%.
2-fold rise in alanine aminotransferase or aspartate amino-
Grade 1 myelosuppression was observed in 4 patients and
transferase, and as a greater than 50% increase in serum
diarrhea in 2 patients. This study is an update on the safety
and efficacy of HU, in a larger number of patients with
Outcome variable was PRC transfusion required
during the 24 months on HU. Initially, patients were
reviewed every week for 1 month and then every 15 days for 24 months. On every visit, thorough clinical examination
was conducted and blood counts were measured. At 6th,
One hundred fifty-two children attending the out-
12th, and 24th month, serum ferritin, echocardiography,
patient department at National Institute of Blood Diseases
and abdominal ultrasound were repeated. Criteria for
were inducted in the trial. This study was conducted from
transfusing a patient after initiating the intervention were
July 2003 to June 2008 according to the Declaration of
both, Hb of 6 g/dL and symptoms or signs of anemia (that
Helsinki. Institutional ethical committee approved this trial
is, lethargy, dyspnea, tachycardia, edema, and loss of
and written informed consent in the local language was
appetite), or infection (even if the Hb >6 g/dL). HU was
obtained from the patients or their parents.
withheld if there were side effects such as marrow suppres-
sion, gastrointestinal symptoms, or elevation of creatinine
levels above 2 times the normal range. Response criteria
The inclusion criteria are (A) age above 1 year, (B)
having been registered at our center for at least last 6
months, (C) diagnosis of b-thalassemia major (defined as Hb <7 g/dL, high HbF, absent or very low HbA, and more
than 8 transfusions a year; diagnosis was confirmed by
These are children who were on regular transfusion or
DNA analysis where required), and (D) b-thalassemia
a candidate for PRC transfusion but remained transfusion
intermedia characterized by hemolytic anemia, but with
independent (maintaining Hb >7 g/dL) on HU. They were
maintenance of Hb between 7 and 10 g/dL without trans-
subclassified as: (a) group A responders—children on
fusion, at least until the age of 2 years. Patients having any
regular blood transfusion before starting HU and became
evidence of other chronic illnesses unrelated to thalassemia
completely transfusion independent after starting HU; and
and hypersensitivity to HU were excluded. Criteria for
(b) group B responders—children who were never trans-
noncompliance were lack of follow up in the clinic before
fused (although their Hb dropped to less than 6 g/dL or
one-third of the study was completed or failure to keep
they showed signs of extramedullary hematopoeisis such as
50% of appointments in the first 12 months of study.
hepatosplenomegaly and facial changes) and showed a
Furthermore, at every follow-up, the remaining capsules of
significant rise in Hb without transfusion; practically, this
HU were counted to evaluate therapeutic compliance.
group comprised of b-thalassemia intermedia cases.
Historic controls were used in this trial, that is, history and
record of blood transfusion of the same patients observed
for 6 months preceding the intervention served as control.
A detailed medical history and physical examination
These are children who were on regular PRC transfu-
were obtained upon entry into the study. Before commen-
sion before HU, remained on PRC transfusion but showed
cing HU, all patients underwent baseline laboratory testing
more then 50% reduction in transfusion in comparison
that included a complete blood count, liver function, renal
with the control period, that is, 24 months before starting
function, serum ferritin, anti-human immunodeficiency virus
antibodies, anti-hepatitis C virus antibodies, hepatitis
B surface antigen, DNA analysis for b-thalassemia muta-
tions, Hb electrophoresis (for HbF), ultrasound abdomen,
These are children who were on regular PRC transfu-
and echocardiography. Biochemistry was performed using
sion before HU and showed only minimum response, that
Merck kits (Germany) and complete blood count was
is, less then 50% reduction in transfusion requirement
carried out using a Sysmex SF 3000 analyzer (Sysmex Corp,
during the study period in comparison with the control
KOBE, Japan). Viral markers were performed using Ortho-
Clinical Diagnosis (Vitros ECiQ Immunodiagnosis System, Rochester). Hb electrophoresis was carried out using a
Helena Biosciences electrophoresis system (Helena Labora-
tories, TX). Echocardiography and abdominal ultrasound
Means and SD were reported where data were
were carried out using a Logic book X.P (G.E. Medical
distributed normally; otherwise, median and ranges were
reported. The paired t test was used for estimating the
Mutation analysis was performed in 93 cases by
significant difference between the preintervention and
polymerase chain reaction, on the basis of the allele-specific
postintervention values. Treatment observation period
priming known as Amplification Refractory Mutation Sys-
was 4 times that of the preintervention period, and thus
tem, for the common b-thalassemia genes prevalent in the
the total volume of PRC transfused during treatment was
country. The children were prescribed HU (Cap. Hydrea,
divided by 4. We also analyzed any statistically significant
Bristol-Myers Squibb, Italy) at a mean dose of 16 mg/kg/d;
reduction in frequency of PRC transfusion, as measured by
the starting dose was 10 mg/kg/d and increased by 1 mg/kg
average interval between 2 transfusions before and after the
increments at 4-weekly intervals to a maximum of 20 mg/
treatment, and serum ferritin levels by using the paired
kg/d or until myelotoxicity appeared. Myelotoxicity is
r 2011 Lippincott Williams & Wilkins
J Pediatr Hematol Oncol • Volume 33, Number 5, July 2011
HU in Providing Transfusion Independence in Thalassaemia
One hundred forty-six patients were studied out of 152
on HU. Three patients were dropped because of noncom-
pliance, 2 underwent splenectomy, and 1 child, who had
cardiac complications from hemochromatosis, expired after
15 months of HU (already reported in the earlier article).17
The median age of the patients was 7.27 years (range: 1 to
23 y) with 72 of the subjects being female patients and 74
male patients. The mean age at first transfusion was 1.93
years (range: 3 mo to 5 y) and the mean Hb before starting
therapy was 7.57 g/dL. The response to HU therapy was
seen at a median of 65 days (range: 30 to 180 d) after
starting the medicine. Sixty (41%) patients (responders)
showed a sustained Hb level (Hb 7.6±1.5 and 7.8±1.5
g/dL) without any blood transfusion. Fifty-seven (39%)
patients showed a partial response, whereas 29 (20%)
patients were nonresponders. The mean volume of PRC
Sixty children (41.09%) were in this group; 33
belonged to group A (18 male and 15 female patients),
whereas the remaining 27 children were group B, with b-
thalassemia intermedia (12 male and 15 female patients).
The mean height and weight increased for both groups A
and B as shown in Table 1. For group A, mean volume of
PRC transfused in the control period before starting HU
was 965.6 mL and during 24 months on HU they did not
receive any PRC. After starting HU, mean Hb was
maintained at 7.6 g/dL, although statistically this is not
noteworthy as the children were on regular blood transfu-
sion and the mean Hb during the control period was 7.5
g/dL. Group B (b-thalassemia intermedia) children had a
baseline Hb of 6.7 g/dL that increased up to 7.8 g/dL. A
decrease in serum ferritin was observed in both groups of
responders. Hepatic and renal functions before and after
intervention were unchanged as was the size of liver and
spleen. For group A, Hb electrophoresis at baseline was not
significant because of regular blood transfusion (as most
Hb was from transfused blood); however, electrophoresis
after HU showed high level of HbF. Group B showed a
significant rise in Hb concentration along with a trend of a
Fifty-seven patients (39.04%), 27 female and 30 male
patients, experienced a reduction in volume of PRC
transfused after HU intervention by 772 mL (P<0.05);
this translates into a greater than 60% reduction. There was
a significant increase in weight from mean weight of 14.8 to
18 kg; an increase in mean height from 96.25 to 101 cm; and
a statistically insignificant decrease were observed in serum
ferritin levels with a mean difference of 59.16 ng/L. Twenty-
nine children (19.86%) showed only a reduction of 34% in
PRC transfusion requirement, and as per the criteria for
response were labeled as nonresponders. A statistically
significant increase in mean weight and height was noted.
Furthermore, the serum ferritin levels increased slightly.
Desferoxamine was used as an iron chelation therapy
by the children in study, but most of the children were not
compliant to iron chelation therapy because of high cost
and lack of resources. In partial responders and non-
responders, HbF estimation was not of significance as they
were still transfusion dependent. Transfusion interval was
r 2011 Lippincott Williams & Wilkins
J Pediatr Hematol Oncol • Volume 33, Number 5, July 2011
increased in partial responders from 39.64 (SD) days before
is easy to use and well tolerated; toxicity is not significant
even at a dose of 20 mg/kg, and in the rare instance HU can
Eighteen (11%) patients were hepatitis C antibody
cause transient leukopenia or thrombocytopenia. Tempor-
positive, whereas only 2 were hepatitis B surface antigen
ary discontinuation of the drug allows rapid normalization
positive. None of the patients were human immunodefi-
of the white blood cell count and the resumption of
ciency virus positive. Mutation analysis for the common b-
therapy. The response to HU therapy was evident at 65
thalassemia genes prevalent in the country was performed
days (30 to 180 d) after starting HU and 41% of the
in 93 cases, and as shown in Table 2, IVS 1-5 was the most
patients, the responders, showed a sustained discontin-
common mutation, irrespective of homozygosity/hetero-
uation of transfusions. Even the partial responders and
zygosity or the patient groups. The other mutations were
nonresponders showed a reduction in PRC requirement by
IVS 1-1, codon 30 (Cd 30), frameshift 8 to 9 (Fr 8 to 9),
50% and 34%, respectively; this spacing between transfu-
frameshift 41-42 (Fr 41 to 42), codon 5 (Cd 5), codon 16
sions will help in reducing the pressure on demand for
(Cd 16), and 619 bp deletion. IVS1-1, Cap+1, and E-b
blood and its products, especially in the rural areas of
thalassemia were associated with better response to HU.
Pakistan (which constitute 60% to 70%), which have
However, the number of children was not enough in each
an absolute lack of blood banking services. A decrease
group and hence the influence of genotype on response to
was observed in serum ferritin levels in both responder
groups, which could be because of the following reasons:
Four children (2.7%) developed mild myelosuppres-
(a) suppression of extramedullary erythropoiesis by HU;
sion, which reversed within a week of withdrawal of HU.
(b) complete cessation of blood transfusion requirement,
Two patients (1.4%) developed diarrhea; HU was with-
(c) better level of Hb concentration, which is associated
drawn for 1 week, which relieved their symptoms. HU was
with decreased absorption of iron from the intestine, and
restarted in all these 6 patients subsequently and all of them
(d) other yet unknown mechanism. There was no significant
tolerated the medicine well afterward. Other side effects
increase in spleen size in any group; thus, the increment in
such as confusion, headache, hallucinations, rashes, prur-
Hb was not at the cost of extramedullary hematopoietic
itus, alopecia, dysuria, oliguria, or polyuria were not
tissue enlargement in spleen, liver, or maxillary and
observed in any of the patients and liver function, renal
mandible bones. The resulting cessation of facial changes
function, and blood counts remained comparable with the
accompanied by improved exercise tolerance, increased
baseline levels throughout the study. Most of the patients
appetite and weight gain, better school attendance, and
reported improved exercise tolerance and a sense of well
improved socialization brought a healthy psychosocial
effect on the children as noted in other studies.14,15,20
We identified an association between gene mutations,
IVSI-I, Cap+1, and E-b thalassemia and a better response
to HU. A total of 99.6% and 99.9% were the HbF
Of the many pharmacologic agents that have been
component in Hb electrophoresis of responder group A and
used in the reactivation of HbF, HU has largely been the
B, respectively, after HU therapy. Mean HbF% rise on HU
drug of choice among patients with different hemoglobi-
therapy was found more so in the group A of responders
nopathies; the clinical benefit of this drug in sickle cell
than in the group B (ie, the patients with thalassemia
anemia has already been shown20 and experience with HU
intermedia), but it must be understood that in both groups
in b-thalassemia has met with variable success, albeit with
of the responders, greater than 90% of Hb was HbF and
much better results for b-thalassemia intermedia than
therefore any increase in the Hb concentration represents
major, the latter being inadequately evaluated.11–14,16,17
an increase in HbF concentration. Similar observation has
Most of the studies included small numbers of patients, and
been reported by Dixit et al19 who have suggested that
this is the first study reporting the efficacy of HU in 119
possibly there are other mechanisms of action for HU as
patients with b-thalassemia major and 27 with intermedia.
In our study, all 146 patients showed clinical and
The patient, who expired, was a splenectomized
hematologic improvement after starting the medicine. HU
18-year-old man, who had organomegaly and high serum
TABLE 2. Frequency of Gene Mutations Found in Patients With b-Thalassemia
Cd indicates codon; Fr, frameshift; Hb, hemoglobin.
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J Pediatr Hematol Oncol • Volume 33, Number 5, July 2011
HU in Providing Transfusion Independence in Thalassaemia
ferritin before enrollment in the study and throughout the
9. Letvin NLDC, Linch P, Bearssky KW, et al. Augmentation of
study. He was admitted for refractory cardiac arrhythmias
fetal hemoglobin production in anemic monkeys by hydro-
due to secondary hemochromatosis, and was unresponsive
xyurea. N Engl J Med. 1984;310:317–323.
to aggressive iron chelation therapy given for a month.
10. Miller BA, Platt O, Hope S, et al. Influence of hydroxyurea
on fetal hemoglobin production in vitro. Blood. 1987;70:
Therefore, probably this death is not associated with HU
11. Fibach E, Burke LP, Schechter AN, et al. Hydroxyurea
HU is a promising drug in the treatment of patients
increases fetal hemoglobin in cultured erythroid cells derived
with b-thalassemia intermedia and b-thalassemia major
from normal individuals and patients with sickle cell anemia.
because it can safely, yet effectively, counter extramedullary
hematopoiesis and increase the Hb level also. However,
12. Zeng YT, Huang SZ, Ren ZR, et al. Hydroxyurea therapy in
careful and regular monitoring is required because of its
b-thalassemia intermedia: improvement in hematological
potential to cause cytopenia. Therefore, it should be admi-
parameters due to enhanced b-globin synthesis. Br J Haematol.
nistered only to those patients in who can maintain follow-
13. Olivieri NF. Reactivation of fetal hemoglobin in patients with
b-thalassemia. Semin Hematol. 1996;33:24–42.
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